African Studies Quarterly

State Legitimacy and Development in Africa. Pierre Englebert. Boulder: Lynne Rienner, 2000. 244pp.


In State Legitimacy and Development in Africa, Pierre Englebert directly links the developmental capacity of African states to their level of legitimacy.  He contends that Africa’s overall developmental incapacity springs from states’ illegitimacy, which he sees as endemic throughout the continent.  Similarly, the author accounts for Africa’s successful nations by pointing to their relative legitimacy.   

Englebert begins by highlighting the exogenous origin of most African states and the concomitant disruptions of colonialism that disconnected African peoples from their political and economic institutions.  The state structures and boundaries created by colonial powers and post-colonial leaders bore little resemblance to those that preceded colonialism.  The states and their leaders were therefore illegitimate, according to Englebert.  Consequently, he argues, illegitimate African leaders have been forced to bolster their power through ineffective policies such as rent-seeking and neo-patrimonialism.  

Not all African countries, however, have suffered this fate.  Englebert shows that the most economically productive African states, e.g., Botswana, Mauritius and the Seychelles, are also the continent’s most legitimate states.  Their leadership and political boundaries, he argues, are embedded in the history and culture of the country.  Therefore, their leaders do not need to maintain political power at the expense of development.  It is this historical legitimacy that separates these successes from economic disasters like the Democratic Republic of Congo and Somalia.  Herein lies the book’s greatest strength; while most authors who attempt to explain African economic failure pay little attention to the continent’s successes, Englebert’s theory explains both success and failure in Africa as two sides of the same coin.  Legitimacy leads to success while illegitimacy leads to failure. 

Englebert's comparison of the Congo and Botswana beautifully illustrates the historical peculiarities that have given these two countries drastically divergent paths over the last thirty years.  While civil war and a deteriorating economy have engulfed the Congo since independence, Botswana had the highest economic growth rate in the world from 1960 to 1985.  Englebert shows that Botswana’s massive diamond reserves alone did not stimulate the country’s growth.  Rather, good governance and good policies allowed the Botswana government to utilize their diamond reserves as a springboard for economic takeoff.  The Congo’s richness in diamonds, copper, cobalt, zinc and gold has not propelled the Congo to wealth or even stability.  “If Botswana’s miracle is one of natural resource endowment,” Englebert argues, “then it should have been dwarfed by development in Congo (p. 106)."  Poor policies and governance in the Congo did not allow that to happen.   

But what explains these distinct paths?  Again, Englebert argues that legitimacy is the crucial difference.  While Belgian colonial leaders carved out the Congo with no concern for local political and cultural realities, Botswana’s limited form of colonial rule did far less damage to its political and social continuity.   This continuity, or legitimacy, has enabled Botswana to escape the “politics of illegitimacy” so common throughout Africa (p. 97).

Englebert furthers his argument with an impressive, though at times esoteric, quantitative analysis of the effects of legitimacy worldwide on development.  He uses a variety of statistical methods to show the correlation between state capacity (i.e. good governance and good policies) and economic growth.  While Englebert understands that legitimacy is not the only determinant of development, he clearly believes that it plays a crucial role.   

Englebert's work fits within the existing literature on the state in Africa and political economy.  Thus, his argument is heavily grounded in the theories of Crawford Young and Peter Ekeh, both of whom stress the imported nature of the African state, and those who have analyzed the ineffective policies of African leaders, such as Catherine Boone and Robert Bates.

Perhaps the most unique aspect of this book lies in Englebert’s conclusion that the sanctity of the African state must be questioned.  If Africa’s intrinsic defect is its preponderance of illegitimate states, Englebert asks, why doesn’t the international community reconsider state boundaries in Africa?  Initially, this sounds far-fetched and radical.  Perhaps Englebert does go too far here.  The re-arrangement of state boundaries anywhere, let alone in as ethnically diverse and politically complex a place as Africa, would be fraught with myriad problems.  Should the many Tswana-speakers in South Africa become assimilated into Botswana, for instance, or would this simply undermine Botswana’s successes?  Clearly, the problem is not simple.  But, as Englebert points out, Somalia, Congo and other African states have already unraveled and others are bound to follow.  Holding fully to the sanctity of illegitimate borders makes as little sense as carelessly ridding the continent of those boundaries.     

Because Englebert’s work draws from the political economy literature, political scientists and development workers will find the book to be of great interest. Africanist historians will also see the merit of his work, as it is, fundamentally, a historical argument of development and underdevelopment.  This book’s combination of rigorous analysis and clear prose make it a wonderful addition to the present literature on African affairs. 

Brendan McSherry