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A widely held assumption about environmental management is that its
success is dependent upon its relationship to the political process.
This is expressed in the emerging but as yet inadequately defined concept
of environmental governance. A recurring issue, in practice
and in the literature, is the value and role of traditional institutions
and systems in natural resource management. In particular, the relationships
of accountability and representation between such institutional systems
and local communities are questioned. This paper examines the relationship
between formal and informal norms and institutions as an aspect of governance
in environmental decentralization initiatives within Zimbabwes
communal lands. It addresses this issue from a legal perspective and in particular
a human rights paradigm. It considers both well established human rights
and emerging rights with in the new generation of multi-lateral environmental
treaties. It is argued that the international legal regime creates a
framework for participation and defines fundamental principles for the
realization of environmental objectives. These rights must be recognized
within national systems if they are to be consistent with emerging international
regimes. The paper explores the nature and status of customary law in Zimbabwe
and its interaction with state institutions and formal rule systems.
It considers whether the recognition of customary law is fundamental
to good governance and, in particular, for creating viable systems for
meaningful local level participation. It is demonstrated that the status
of customary law, and the level of participation provided for, falls
short of developments in international law and seriously undermines
environmental governance that is capable of realizing sustainable development
objectives. 1. ENVIRONMENTAL GOVERNANCE 1.1 Background The policy framework for natural resource management changed dramatically
in the last two decades. Governance moved to the center
of development debates in the 1980s.[1] By the mid-1990s
environmental governance and sustainable development had become key
concepts influencing environmental management.[2]
Devolution and participation emerged as important issues in development
and environmental thinking. This coincided with increasing concern by
governments and non-governmental actors about the success of natural
resource management, and resulted in a global trend to participatory
approaches.[3] The concept of governance, like development, is both a political and
a technical term. This conflates the normative and prescriptive with
the descriptive and analytical, and consequently refers to both an end
state and a process.[4] Governance may be conceptualized
in many ways including structural constructions, dynamic approaches
and objective driven strategies.[5] Alternatively,
and as in the approach taken here, governance may be thought of as the
relationship between civil society and the state, and thus fundamentally
different from the concept of government. It covers the whole
range of institutions and relationships involved in the process of governing.[6]
For Hyden governance is not the relationship per se but the body
of values and norms that guide or regulate state-civil society relationships
in the use, control, and management of the natural environment.[7]
These norms and values are expressed as a complex chain of rules,
policies and institutions that constitute an organizational mechanism
through which both broad objectives and specific planning targets may
be achieved.[8] Although the approach adopted
here differs somewhat from Hydens - the focus on the values and
norms and their various manifestations is insightful and is used as
the basis for understanding the relationship between citizen and state.
The paper however focuses on this aspect of governance. 1.2 Participation Approaches Defining the relationship between the state and civil society and their
respective roles has become a core issue in development theory- participation,
accountability, local institutions, local practices, indigenous knowledge,
policy, gender equity, tenure and fair and equitable decision making
processes became key focuses. [9] This shift from
centralist development strategies to locally driven development has
been complemented by a corresponding shift in the rights and obligations
of various parties. Participation may take many forms. It occurs along a continuum from
active consultation to complete transfer of authority and responsibility
to stakeholders.[10] Devolution, decentralization
or deconcentration may promote participation because they focus on creating
lower levels of decision-making. Decentralization can be defined as
any act in which a central government formally concedes power
to actors and institutions at lower levels in a political and territorial
hierarchy. It involves the creation of a realm of autonomy in which
a variety of lower-level actors can exercise some autonomy. It is fundamentally
different from deconcentration. Deconcentration occurs when powers are
devolved to appointees of central government.[11]
The increasing downward linkages of governments towards sub-national
government may be a strategy to reassert control and is not necessarily
driven by a concern for rights.[12] Participatory approaches may redress inequalities by helping to retain
and distribute the benefits of local activities within the community
and hence provide new opportunities for development.[13]
Further, participation may increase economic and managerial efficiency
in three ways. Firstly, by allowing local populations who bear the cost
of natural resource management to make decisions, rather than leave
them in the hands of outsiders or unaccountable locals.[14]
Secondly, by reducing administrative and management transaction costs
via the proximity of local participants.[15] And,
thirdly, by using local knowledge, values and aspirations in project
design, implementation, management and evaluation.[16]
Participatory approaches may also be seen as a strategy for conflict
management.[17] One common approach is to use participatory
systems to create a trade off with communities the community
receives some benefit for implementing conservation practices. These motivations are echoed in the various local level natural resource
management initiatives in Zimbabwe. These include state-driven local
community natural resource management, the devolution of some authority
to local government planning and development agencies.[18]
There is also the development of new decisions making bodies at the
district or local level.[19] Along with the devolution
of some authority to chiefs.[20] 2. DEVELOPING A RIGHTS FRAMEWORK 2.1 Customary Law and Governance Good governance practices not only require balancing economic, social
and environmental objectives, but also recognizing fundamental human
rights. Early discourse on governance and participation failed to locate
it within a legal framework and, in particular, a rights perspective.
Consequently, many governments introduced tenure reforms or decentralization,
but did not change related local institutional and legal systems and
hence did not fundamental change the relationship between the state
and community or state and individual.[21] Additionally,
macro-legal frameworks such as property rights, including traditional
resource rights, administrative fairness and procedural equity, so critical
to the success of decentralization initiatives were not changed. Consequently
the balance of power remained the same. Law embodies the values, objectives and norms of a given society. The
application of law is affected by social, political and economic context,
thus, only at the level of practice, and relationships, can the lived
reality of law be ascertained.[22] Law is a product
of struggle, negotiation, compromise and power dynamics, and may represent
the dominant views or social compromise. It not only has a regulating
or legitimizing function, but also defines rights and obligations. Consequently,
it may serve as a tool for the recognition of human rights, which are
also products of struggle. The concepts of responsibility, authority
and accountability, are at the core of legal rights and obligations
and are now widely accepted as the bottom line for development.[23]
Recent developments in international law reflect trends within conservation
and development thinking and practice.[24] The essence of human rights is the recognition that certain norms are
fundamental to human existence. Consequently, human rights seek to protect
individuals from people made problems, and hence avoid suffering inflicted
through deprivation, exploitation, oppression, persecution, and
such other forms of maltreatment, by organized and powerful groups of
other human beings or government.[25] In Zimbabwe
the achievement of independence in 1980 resulted in a constitutional
commitment to build a country free from racial injustice and to protect
certain fundamental freedoms. These included the right to life, the
right to protection from inhuman treatment, and freedom of conscience
and expression.[26] A recent constitutional amendment
commits Zimbabwe to redressing historical wrongs.[27]
However, the Constitution failed to provide a historical bridge to a
new order of key rights. These include the rights to transparent and
accountable administration, access to information, environmental rights
and traditional resource rights were also not included nor where procedures
developed for addressing these issues. The emerging human rights regime acknowledges the findings of historical
and environmental studies that human societies bear no meaning without
the natural surroundings that define their culture and, further, that
the recognition of ones culture is fundamental to identity.[28]
Human rights in the environmental sector need to be addressed from this
perspective, and not simply on the basis that it may create better management. In a society, such as Zimbabwe, that remains highly divided along racial,
gender, ethnic and economic lines, law is contested terrain, reflecting
a struggle over values and consequently a divide between policy objectives
and actual practice. This contestation over legal rights may, as in
the commercial areas of Zimbabwe today, be characterized by other social
conflicts, violence and extra-legal means. There continues to be incongruence
between the stated objectives of environmental management and the legal
instruments that provide for it. Environmental law today represents
the conflict between environmental management that focused on control
and command strategies, and management on behalf of the people, where
the new environmental policy which leans towards management by the people.[29]
Control over natural resources constituted an important aspect of the
colonial states strategy of political and economic subjugation
of the indigenous people. It created a racially inequitable natural
resource and land endowment system, which with few modifications has
remained in place. The law trivialized indigenous technical knowledge,
formally disempowered traditional leadership structures.[30]
In addition, it places severe limitations on the way in which the resources
may be used.[31] However this appropriation of authority
by the state has been incomplete because of the state's own limited
capacity to replace existing institutions. Despite the advent of independence, only general law applies to natural
resource management.[32] Customary colonial law
governs family law (and related matters). However, general law remains
the dominant legal normative order when dealing with political, economic,
commercial, property and criminal matters.[33] Rights
to natural resources derive from property law. Given that rights to
these resources were, and continue to be, vested in the state customary
law does not apply to its management and use. Although the authority
of local government structures has been partially extended to natural
resources indigenous local law systems are still not applied. Customary
law is dismissed as either backward because its approach is fundamentally
different from the received law, or as a colonial construct. Customary
law, as applied by the state, was a product of its interaction with
the values of colonial administration and consequently was codified
and distorted.[34] Through the doctrine of legal
precedence the courts continue to enforce this modified law. It is important
to distinguish between customary law as a state construct and customary
law as practice, which is constantly evolving outside the framework
of the state structures. This paper uses the term customary law to refer
to the law and practice of local people. Given that customary law is
a flexible and continually developing system, responding to new circumstances
and values it could offer some valuable approaches for devolved environmental
management, particularly concerning rights and decision-making systems.
[35] Environmental law, at both the national and international level, has
two basic rule types: those designed to ensure compliance
or conservation, these are prescriptive, and those designed to facilitate
better practice, these are process oriented.[36]
Various aspects of governance are now addressed in law, using both rule
types, in multi-lateral environmental agreements, including public participation,
access to information and due process. Not all of these create rights
that are actionable against the state. Nevertheless, they impose a duty
on the state to develop national legal systems that recognize such rights.
In some instances it encourages the development of private law rights
such as traditional resource rights. These developments have occurred
within the context of a growing body of human rights law dealing with
development, justice, fairness and equity. 2.1 Participation as a Key Right By the mid-1980s, environment legal agreements had become increasingly
human-focused. Issues such as population, livelihood systems, access
to resources and opportunities, socio-economic status, culture and knowledge
systems and governance became central.[37] There
was a shift towards the integration of environment and development in
decision-making. Consequently, in law, the citizen is no longer treated
simply as a beneficiary, but as a key actor. The new international law
regime addresses good governance practices, including the rights of
prior informed consent and access to information, measures to ensure
accountability and transparency, and the right to appeal against or
contest a decision.[38] It represents a global consensus
that public participation is essential in order to ensure environmental
sustainability and the realization of development objectives. The right of public participation, as developed in these agreements,
is significantly different from the established legal concept of public
participation, which was based primarily on a right to object to decisions,
but offered no role in decision-making. This approach was reactive and
was based on indirect representation. The emerging right of participation
is proactive in that it creates opportunities for individuals and groups
to participate in the formulation of management strategies and the implementation
thereof.[39] Participation, as a legal concept, has evolved in the context of an
environmental management framework that recognizes the importance of
effective representation, the inclusion of the full diversity of stakeholders
and the recognition of their value and knowledge systems, the linkage
between authority and responsibility, capacity building, accountability
and transparent administrative procedures including access to information
and due process. Recognized stakeholders include women, indigenous people,
workers and trade unions, farmers, youth and children as well as business
and the scientific community.[40] There is also
recognition of the rights of local communities and indigenous people.[41] The success of participatory systems is dependent on many other non-legal
factors as well.[42] Successful participation requires
empowering people to mobilize as social actors, resource managers, and
decision-makers, allowing for the control of activities that affect
their lives.[43] According to Hadenius, decentralization
only works if local state agencies govern democratically with the skills
and capacity to make important decisions, and are adequately funded.[44]
Additionally, if participation is about choice and the defining of paths,
then it needs to be capable of balancing competing interests and values
at the local, national and global levels. One key problem with participation
is that it is often based on simplistic notions of community that ignore
the lack of homogeneity within such communities. 2.3 Indigenous Peoples Rights A number of indigenous or local peoples rights can be extrapolated
from international agreements.[45] These include
rights to control traditional resources, development, self-determination,
environmental integrity, intellectual property, cultural property and
folklore, protection of cultural heritage, recognition of customary
law and practice, community empowerment and respect for and recognition
of their knowledge and environmental ethic. An increasing number of
conventions recognize the value of customary systems and the importance
of recognizing them if effective participation is to be achieved.[46]
One critical aspect of participation is the right of indigenous people
to prior informed consent (PIC). This requires the full acceptance of
an activity by a community. It implies not only the right to stop an
activity before implementation, but also after it has started and, consequently,
limits the right of administrative bodies to act contrary to local interests.[47]
The recognition of local value systems is central to these rights and
to the notion of participation as developed in law. PIC requires the
acknowledgement of the right to make such determination in accordance
with ones own value system. 3. RIGHTS IN ENVIRONMENTAL MANAGEMENT IN ZIMBABWE Environmental rights in Zimbabwe are barely recognized. This section
examines the extent to which law, and in particular customary law, traditional
institutions and rights of participation and indigenous people, is taken
into account in natural resource management. Although the conservation success of a rights approach must be tested
empirically, the principal argument made here is that rights must be
recognized in themselves because of their centrality to human dignity
and integrity. Further, it is argued that the perseverance of customary
law indicates its continued legitimacy amongst many local communities. 3.1 Customary Law in Natural Resource Management Colonial states in Africa used a system of legal duality; one law for
the European settlers and another for native peoples to formally exclude
African people from civil and economic society.[48]
Where customary law continued to be used, its application and content
was distorted to fulfill these colonial objectives. In Zimbabwe, the application of customary law to the environment was
restricted, under statute, to civil law and land allocation.[49]
It excluded the management of natural resources. Natural resources disputes
at the formal legal level may only be determined according to customary
law where the dispute is civil and both parties are African, provided
also that it is consistent with general law. This is quite divergent
from actual practice and constitutes the first level of distortion.
By excluding the application of custom the state has effectively denied
a role for local values and priorities to inform resource utilization
and management and it has further trivialized the role given to traditional
leadership. Additionally, local practices were criminalized.[50]
Consequently, the opportunity for collaborative and participatory management
based on dialogue and partnership is lost.[51] The second level of distortion is that customary law through its application
by the courts and other arms of the state was brought into the formal
law arena and consequently ossified.[52] Local systems
of management are complex and vary from locality to locality, making
it impossible to generalize about its content and identify a set of
uniformly applicable customary law rules.[53] Yet,
this is precisely what the formal legal system sought to do. Effectively
hijacking the development of custom by robbing it of its flexibility
and dynamism through a process of assigning certainty and create rules
where none existed.[54] However principles
and procedures may be extracted from actual practice.[55]
It is important to distinguish between customary law as a state construct
and customary law as a reflection of the actual values and practices
of a community. Thirdly, customary law has in many instances been harnessed and modified
by the state to control local people.[56] According
to Moyo, for example, the use of traditional leaders intended to replicate
customary norms of land administration.[57] However,
the presence of the chiefs, in the judicial and administrative structure
did not result in the accurate recognition and implementation of local
customs and practice. Instead "customs and tradition became a means
by which the local rulers and family heads bargained with the colonial
State for power in their communities."[58]
Thus, in areas where the chiefs continued to have jurisdiction, new
or distorted "customs" emerged.[59] This
contributed to the development of two forms of customary law
customary law of the courts and the formal State structures and that
of the communities.[60] This schism is less evident
in the area of resource management than in personal law, as the state
did not recognize custom as a source of natural resource law. These distortions have led many to conclude that the traditional institutions
cannot be representative and that there is little role for customary
law.[61] The government itself came to this conclusion
and focused on the creation of elected local government bodies.[62]
Although the reasons for this shift are complex and include the role
of chiefs during the colonial era and, in particular, their collusion
with the colonial regime, it nevertheless demonstrates the lack of understanding
about the continued use of customary law in local natural resource management.
Customary law has continued to play an important role simply because
it reflects actual values and priorities. Consequently it is constantly
evolving. The failure to include local knowledge and values has contributed
to the failure of many development projects.[63]
Indeed, the recognition of local rules and value systems may constitute
the basis for successful local natural resource management. Customary law as legal discourse is an ensemble of ideas, concepts,
and categorizations that are produced, reproduced and transformed into
a set of practices.[64] Customary natural resource
management law includes substantive and procedural rights.[65]
As well as general principles, decision-making processes and institutional
arrangements.[66] Several features can be distinguished.
Firstly, conservation strategies are inter-wound with cultural beliefs.[67]
For example, the increasing intrusion and destruction of forestland
in Nyaminyami District by settlers is believed to have angered the ancestors,
resulting in greater conflict between people and animals.[68]
Land is held subject to the guardianship of ancestors or spirits.[69]
Secondly, given the relationship between environmental integrity and
human well being, customary resource management takes a holistic approach
and does not give precedence to any particular value associated with
the environment. These values include cultural, social, economic, subsistence,
medical, aesthetic, ecological and religious values.[70]
Thirdly, access regimes are directly linked to use. Although some land
was held communally for grazing, cultural and other purposes, individual
land holdings were allocated to families provided they used it.[71]
The right to land was a universal right and nobody was denied such right
where land was available.[72] This applied to other
resources as well. Nevertheless, rights in communities were not undifferentiated
social and cultural status affected the quantity of the resource
made available. Access to certain resources was restricted because of
scarcity or its particular value to a group, however outsiders were
not arbitrarily denied rights.[73] In many communal
areas there is evidence that chiefs have allocated land to new settlers.[74]
This may be because of the belief of universal entitlement and the principle
that all people have a right to life and meaningful existence. There
are, however, other motivations for giving outsiders access to land.
In some areas, this has been done to create a human buffer between the
original community and wild animals.[75] Or, to
accumulate or gain access to wealth including wives and cattle.[76]
In addition, gain access to certain skills.[77]
Some important management principles can be extracted from practice;
for example, the obligation to undertake restoration where damage to
the environment occurs.[78] Current planning processes do not take cognizance of local social,
cultural and economic systems and the values inherent in them, although
the rhetoric around the adoption of the Traditional Leaders Act suggests
that this deficiency is being addressed. In many communities social
and cultural values and knowledge systems persist and still play important
roles.[79] Where traditional beliefs are held, sanctions
and complementary customary monitoring and enforcement regimes exist.[80]
Responsibility for ensuring compliance with local rules generally lay
with the chief, although this authority is subject to checks and balances.[81]
Nevertheless, new kinds of institutions are emerging at the local level.
Increasingly communities are actively engaged in resource management
and rule formulation.[82] There is, however, increasing
skepticism about them, as people realize that the sanctions have no
physical basis and also because they are of no legal force.[83]
Meaningful participation is not only the right to be involved in decision
making, but also the right to have ones values and priorities
reflected in the management system. The incorporation of customary law
may partly address this. This is not simple as it involves two very
different systems of law; customary law rules are facilitation focused
and flexible, where as national law is based on rules and legal precedent.
Incorporation of custom into statutes may rob them of their flexibility.
Secondly, local values, practices or priorities may in some instances
run counter to national ones. Customary law rules may, given these difficulties
be more effectively recognized through incorporation in subsidiary legislation
and regulations, although even this could lead to ossification.[84]
Alternatively, principles and key values could be recognized within
formal law, effectively setting the framework for the development of
local rules.[85] This would be consistent with emerging
rights at international law. Communities should be able to determine,
subject to broad directive management principles and standards, rights
to local stewardship, local rules of equity, management rights and rules,
procedures for resolving disputes and monitoring and enforcement procedures.
Whether the community chooses to rely on customary frameworks should
be a question of local democratic choice.[86] 3.2 Traditional Institutions, Local Government and Representation In Zimbabwe, four sets of institutions have roles in natural resource
management at the local level: specialist agencies, elected local government
bodies, traditional institutions and state initiated community management
structures. Legally, the role of Chiefs has been perverted or in Mamdanis
words the chief has been transformed into a decentralized despot.
[87] The colonial government used traditional leadership
institutions to control and administer local people. At independence,
the government sought to reduce their power and role at all levels.[88]
A Prime Ministers Directive in 1984 on local government established
a system of localized development committees; Village and Ward Development
Committees (VIDCOs and WADCOs). The purported objective of this Directive
was to define the administrative structures at provincial and district
level and the relationships and channels of communication between all
participants in the development at provincial and district level in
order to achieve the coordinated development of provinces and districts."[89]
With the adoption of the Traditional Leaders Act in 1998, government
has done a near complete turn around and reinstated the power the chiefs
held during colonialism. Village assemblies now exist alongside the
VIDCOs and WADCOs.[90] In the natural resource area
decentralization was further provided through the development of the
Communal Areas Management Programme for Indigenous Resources (CAMPFIRE).
This section considers whether decentralization through these institutions
was effective in that it created real autonomy and authority and, secondly,
whether the right of participation and other related legal norms including
representation, accountability, transparency, respect for local value
systems, access to information and rights of consent were incorporated. Traditional Institutions The role of chiefs during the colonial era has been a checkered one
with them being alternatively empowered and disempowered. [91]
The chiefs, however, became a key part of the colonial system of indirect
rule.[92] This affected local systems of accountability.
The incorporation of chiefs into the colonial administration distanced
them from their communities, local values and priorities. Given this,
and the failure to create new, credible and effective institutions local
customs and practices were undermined, but not completely displaced. Today the chiefs continue to have few legally recognized powers other
than as ceremonial heads or as functionaries of the state. Governmental
pronouncements in the wake of the adoption of the Traditional Leaders
Act of 1998 [Chapter 29: 17] proclaimed that the authority of the chief
was being restored. The crucial issue is whether this is more apparent
than real. In addressing this, it is crucial to focus on the actual
powers created. The starting point of the Act is that chiefs are appointed
to preside over their communities and to perform the functions of their
office as traditional heads of the community. The Act does not define
what these functions are and so at first glance although it seems that
their roles in rule making, adjudication, mediation and distribution
of resources have been restored this is in fact not the case.[93]
In respect of natural resources this responsibility has been located
elsewhere. The Acts that provide for natural resource management vest
these roles in state technical and managerial agencies, local government
authorities, parliament and centralized ministries and provided that
the use and management of these resources is in terms of general law.[94]
The Traditional Leaders Act effectively relegates the chief to being
an enforcer of statutory law. Chiefs are responsible for ensuring that
the land and natural resources are used in terms of the general law.[95]
In particular, they must prevent over-cultivation, over-grazing, the
indiscriminate destruction of flora and fauna, illegal settlements and
generally the degradation, abuse or misuse of land and natural resources.
They are responsible for ensuring that communal land is allocated in
accordance with the Communal Land Act, 1982 [Chapter 20; p4]. The Communal
Land Act, gives the local government authority, that is the Rural District
Councils, general responsibility for the communal areas. It placed the
right to allocate land in the Councils although it recognized that this
should take into account customary practice.[96]
In practice chiefs continued to assert their right to allocate land,
this resulted in years of conflict between themselves and Councils.[97]
In an attempt to resolve this the government amended the Communal Lands
Act through the adoption of the Traditional Leaders Act and provided
that land allocation must be exercised in consultation with the relevant
chief. Additionally, chiefs in terms of the Traditional Leaders Act
oversee the collection of levies, taxes, rates and charges by village
heads, protect public property, provide information to the Rural District
Council about epidemics, natural and other disasters, and about persons
who intend to permanently leave their area. Chiefs have no authority
to make legally enforceable management rules. Nevertheless, in many
areas in Zimbabwe chiefs still enjoy a large degree of legitimacy. Many
chiefs continue to be active in their communities, some are also involved
in rule formulation.[98] There is evidence of an increasing struggle between traditional leadership
and RDCs around issues of authority and power. The Rural District Council
Act [Chapter 29; 13] established a local government structure that excluded
traditional leaders. Thus, it is somewhat ironic that many of these
structures were inaugurated with the blessing of traditional leaders.[99]
The empowerment of traditional leaders has been opposed by these Councils
on the grounds that, given the changing composition of rural society
through migration, chiefs are no longer able to represent rural communities
as they would discriminate against people who belong to groups other
than their own.[100] The RDCs alleged that the
office of the chief lacks accountability, ability to adapt to
training, dynamism and administrative capacity and thus should
not be given an independent role.[101] Councils
are intent on retaining control as natural resources are important sources
of revenue and they assert that they are best placed to manage the profits.[102]
In this context, it remains to be seen how the new village assemblies
and role of the chief will evolve in practice. By excluding the application of customary law, and trivializing local
belief systems, the role of the chief is severely constrained as he/she
is forced to operate in accordance with the values and principles of
the general law system, which may run counter to local values. Consequently,
the chiefs have become only upwardly accountable and the very essence
of representativeness of their office has been undermined. Rural District Councils The colonial state located responsibility for natural resources in
state agencies in order to wrestle control from local peoples and to
retain the benefits for itself. This trend continues in much the same
vein today. The responsible institutions include specialist managerial
agencies such as the Department of National Parks or the Forestry Commission
and local government bodies such as the RDCs. The RDCs have general
authority for natural resource management in the communal lands.[103]
In non-communal areas landholders are legally recognized as managers
of natural resources on their land. This differentiation falls into
the trap of so many post independence reform initiatives in Africa that
perpetuate legal dualism.[104] By failing to critically
examine the institutions of legal dualism of the colonial era, African
states in their deracializing efforts, simply reproduced this legacy
as an urban rural divide.[105] Or, as Ribot suggests,
by uncritically privileging local government and customary authority,
decentralization maintains and even deepens this on-going legislative
apartheid.[106] The Rural District Council Act formalized the planning process envisaged
under the Prime Ministers Directive and established a system of
administration, management and development for districts. The RDCs are
responsible for policy formulation provided that it is not in conflict
with national policy, district planning, regulation and control of activities
subject to national legislation. Although the RDC, VIDCOs and WADCOs
are elected bodies, the legal framework does not recognize key rights,
and thus fails to ensure downward accountability. The VIDCOs have little
credibility at the local level. This may be attributed to the fact they
are generally accountable upwards and not to their constituencies. [107]
The failure to create a representative system may be attributed to the
lack of a political culture that encourages participation.[108]
In addition to the exclusion of traditional leadership structures which,
despite their history of involvement in the colonial administration,
continued to have significant support at the local level.[109]
There is also a lack of investment in these structures in terms of financial
resources, training and skills development.[110]
There is also no remuneration for committee members means that at the
local level they are often seen simply as the master's voice.[111]
Both the RDCs and the recognition of chiefs failed to achieve effective
representation. Nevertheless, there is no evidence to support the view
that elected representatives are more likely to ensure rural enfranchisement,
than an indirect system of empowerment based on representation
through non-governmental organizations and chiefs.[112]
Enfranchisement or empowerment is more than political representation.
Mere election does not ensure accountability. Similarly, representation
through indirect means is not necessarily anti-democratic or ineffective.
Issues of representation are infinitely more complex. Effective representation
is a function of governance systems, rule systems, decision-making processes,
social obligations and kinship ties. Current practice indicates that
the inclusion of chiefs into state structures has not meant empowerment
and has not automatically resolved issues of equity, representation
and accountability: nor does it constitute community participation.[113]
Chiefs do not appear to participate fully in the decision making process.
This stems not only from a lack of capacity, but also from a development
culture that negates the role of traditional institutions. Additionally
the system established does not promote accountability to their communities,
but makes them functionaries of the central state. Incorporation and
empowerment of traditional leaders is more complex than merely including
chiefs in the formal structures. The different roles and status of different
groups of traditional leaders needs to be acknowledged and customary
processes of decision-making should be addressed. [114]
Participation and adoption of sustainable resource management practices
has not been consistently achieved. In spite of changes in the administrative
structures, at both the legal and policy levels, which were designed
to increase and facilitate local participation. Localization has not
resulted in better representation. Although local government structures
broaden the base of representation and thus increase the likelihood
of widespread participation, alienation and dislocation remains the
predominant feature of local management systems.[115]
The empowering Acts fail to create systems for accountable decision-making.
The law does not provide opportunities for people at the local level
to influence decisions. Participation requires not only accountability
and transparency, but also that all stakeholders feel valued. It implies
a relationship of equality between different stakeholders rather than
authority. There is, however, no attempt by councils to ensure communities
understand the decision-making and management processes. In a context
where cultural values (including customary law) are not recognized,
such equality is not possible. Establishing legal systems for participation requires the recognition
of the right of those affected by any act or decision to challenge that
act or decision or the decision-making processes through the recognition
of PIC. Additionally, government agencies must be obliged to give written
reasons for decisions and full disclosure of information. It should
also be recognized that conflict is inevitable and thus appropriate
mediation and resolution systems and enforcement mechanisms should be
provided for. Ensuring that the outcome of participation is adhered
to by the state and that rights are not violated requires the existence
of meaningful rules and procedures for enforcement. Currently a variety
of legal mechanisms may be used to contest decisions made by administrative
bodies that impact upon the environment.[116] These
remedies are extremely limited, since a person bringing such actions
has to establish a direct legal interest. The usefulness of these remedies
is directly affected by the economic status of affected persons. The
local government system fails on all these counts. The solution to these problems may not lie, Ribot suggests that by
bringing the state back in as a legitimate representative of the community,
albeit a reformed state, a downwardly orientated state accountable
to and legitimized from below, but establishes locally accountable
participatory systems.[117] The real issue is whether
without public participation and well defined community rights the state
can become downwardly accountable. State Initiated Community Management It was intended that decentralization for natural resource management,
be through the development of CAMPFIRE. This section argues that CAMPFIRE
failed to provide for meaningful rights of participation one
aspect of which is the recognition of the diversity of stakeholders,
their interests and value systems. CAMPFIRE is a state driven local natural resource management initiative
adopted in response to a legitimacy crisis of the Department of National
Parks, that had come to be seen as little more than a police unit given
their control and command strategies.[118] This
devolution was driven by the need to establish management systems that
promoted natural resource sustainability rather than from a concern
for governance systems, human sustainability or the inherent rights
of indigenous people to utilize a resource. Despite these origins, CAMPFIREs objectives focus on the development
of a participatory approach that is flexible and creates long-term solutions.
[119] It sought to introduce a system of group
ownership, develop institutions under which resources can be managed
by communities for their own benefit and provide technical and financial
assistance to communities to enable them to realize these objectives.[120]
The Programme was a remarkable conservation success. Through practice,
it restored the belief, destroyed in the colonial era, that good wildlife
management could create new livelihood opportunities. In many areas
illegal use of wildlife, as defined under general law, was reduced as
communities derived monetary and other benefits from wildlife management.
Nevertheless, it did not fundamentally change the nature of governance
in the wildlife arena. Firstly, it failed to effectively link authority and responsibility.
Communities are not involved in all levels of decision-making.[121]
Their role is generally restricted to determining which safari operator
will manage the area and determining the allocation of profits. Effectively
communities are little more than gate keepers. In return
for their conservation efforts communities are paid a dividend. Although
community structures provide some opportunity for local decision-making
control is ultimate retained by the RDCs.[122]
The conflict around rights to wildlife demonstrates not only a need
for differentiation of rights, but also the failure of CAMPFIRE to recognize
local values and priorities. In many areas community members express
anger over hunting rights granted to outsiders even where such hunting
takes place under CAMPFIRE.[123] Although residents
appreciate the value of hunting as a revenue source, they feel that
in difficult times their daily survival needs to be given preference.[124]
Decision-making that neglects these values is not only anti-democratic,
but also fails to recognize the right of prior informed consent. Secondly, CAMPFIRE did not give real rights of ownership to communities
and as a consequence communities did not emerge as managerial and planning
partners. Authority continues to lie with the RDC rather than with the
actual user communities. This is in conflict with the trend in international
law to place responsibility at the community level. Communities have
often not been party to basic decisions and consequently many questions
around rights of entitlement and authority have been raised.[125]
Rule systems in CAMPFIRE often have no link to local values and priorities.
Failure to consult at an adequate level and with sufficient transparency
has lead to resentment that there may be other more powerful stakeholders
whose interests over-ride those of weaker ones.[126]
This may also be attributed to inadequate access to information. Thirdly, those responsible for the management of CAMPFIRE at the local
government level generally underestimate the capabilities of communities
and consequently exclude them from management, thus effectively failing
to provide technical assistance or to build local capacity as required
in the CBD and other legal instruments.[127] Decentralization
has to seek lasting solutions to these issues of local capacity by promoting
the emergence of local leadership able to mobilize and develop local
resources. Local communities need to be supported to network and forge
linkages with other institutions and interest groups. Additionally,
actual practice of communities needs to form the basis of capacity building. 4. CONCLUSION The paper has argued that the processes of devolution in Zimbabwe have
not been taken to their logical conclusion, so that local grassroots
interests are able to fully exert themselves. The key problem seems
to be that these initiatives were not about devolution but were instead
a means for achieving other objectives including conservation, legitimacy
and more effective government. However given the rhetoric about devolution
and empowerment that have accompanied these initiatives they have sent
mixed messages to communities about their rights vis-à-vis traditional
interests and state interests and as a result created a level of expectation
and discontentment. It is clear from the experience of all these initiatives
that their future (and their success) lies in addressing these expectations
and thus redefining governance relations. This paper suggests that through
focusing on rights a new level of governance based on partnership
can be achieved. The recognition of customary law seems to be important because at the
level of local communities, it is evident that traditional leaders and
practices do assert themselves and that many of these reflect sound
resource utilization controls and practices. Yet these are not incorporated
into land use considerations or management plans, except at ad hoc informal
levels.[128] The creation of village assemblies
and the new roles of the chiefs seem to offer some opportunity for local
approaches to resource management to be formally included in planning.
However, this potential is constrained because the value basis, that
is customary law, on which this approach is developed, is not legally
recognized. Village assembly initiatives will need to fall firmly within
the boundaries of national law, which defines rights of access, management
and use. For these institutions to play a meaningful, and empowered
role in natural resource management, the ambit for decision making needs
to be broadened. One approach suggests that national law facilitate
rather than prescribe. This would allow institutions to define rules
for management that are locally appropriate. Also important is the recognition of the now widely accepted constitutional
principle of administrative justice, which requires that state decisions
be made in a fair and just manner. Its recognition would help redefine
the relationship between state and citizen and move away from the current
approach that treats the public as subject. For example it requires
that the public be given opportunities to contest state decisions. Such
rights are poorly provided for in Zimbabwe. For example, the RDCs, like
other branches of the state, are not obliged to give reasons for their
decisions. Where villagers have made recommendations, and these are
rejected, there is no obligation to disclose relevant information or
give reasons for the rejection.[129] The Rural
District Councils Act, the Traditional Leaders Act and CAMPFIRE provide
for consultations that are essentially a one way flow of information
from officials to the community and local views and knowledge can so
easily be ignored.[130] Ex post facto consultations
are used as a way to ratify the decisions of the local authorities or
government departments that have already been taken.[131]
The devolution attempts have not brought communities into resource
management as partners, let alone owners. The decentralization initiatives,
including CAMPFIRE, did not resolve the issue of entitlement. Many local
communities and individuals continue to make claims to title, use and
management of resources on the basis of historical rights, their investment
in the resource, proximity and need.[132] Although,
the courts have rejected the legality of historical claims, there is
clearly a strong social and cultural affinity to land that cannot simply
be wiped away by the law.[133] Since independence
the authority of government agencies to determine rules of use and management
continues to be contested. [134] Attention to customary
values about title and use may be valuable in refining the managerial
and decision-making frameworks of CAMPFIRE and other community management
initiatives. Mechanisms and system of participation need to be creatively thought
about if the initiatives discussed here are to be improved and to acknowledge
local rights. The emerging international regime identifies some key
issues. The starting point of many multilateral environmental agreements
is that the full diversity of interests related to resource management
must be acknowledged systems for acknowledging these, and mediating
and negotiating between different perspectives need to be created. The
paper suggests that the recognition of customary law and values might
offer opportunities for more effective participation. In conclusion the process of developing appropriate structures for
local conservation must be seen as just that a process. The challenge
facing conservation initiatives is to move beyond a focus on benefits
to finding its place within the broader culture of humanity.
Humanity is at the end of the day not just about having food in ones
stomach but recognizing the totality of what makes us human it
is about development, governance, health, integrity and human dignity.
Conservation efforts need to begin to bring all these aspects in.
NOTES [1] Oakley 1991 [2] Redclift and Benton 1994 [3] Adams and Hulme 1998; Agrawal and Gibson 1999;
Tyler 2000 [4] Peters 1986, 1 [5] Pierre and Guy Peters 2000 [6] Ibid. [7] Hyden and Mugabe 1999 [8] Tumushabe and Okoth-Ogendo 1999, 15 [9] Mamdani 1996; Murombedzi 1992. [10] Borrini-Feyerabend 1996, 17; IIED 1994 [11] Agrawal, A and J Ribot 2000, 2 [12] Pierre and Guy Peters 2000,16; see also Makumbe
1998 [13] Ribot 1999, 29 [14] Murphree 1999 [15] Katerere and Mohamed-Katerere 1996 [16] Matwonyika 1997; Mohamed-Katerere 1996 [17] Tyler 2000 [18] Communal Areas Management Programme for Indigenous
Resources. [19] The new Water Act provides for the establishment
of the first locally based management institutions that are recognized
in legislation, the catchment councils. [20] Rural District Councils, village development
committees and ward development committees [21] Tyler 2000, 4 [22] Schuler 1986 [23] Redclift 1992 cited in Dalal-Clayton 1994,
4 [24] These include the Stockholm Declaration, the
World Charter for Nature, the Rio Declaration, Agenda 21, the Framework
Convention on Climate Change, the Non-legally Binding Authoritative
Statement of Principles for a Global Consensus on the Management, Conservation
and Sustainable Development of All Types of Forests, the CBD, and the
Convention to Combat Desertification. Also of direct relevance is the
Vienna Declaration and Programme of Action adopted by the World Conference
on Human Rights on 25 June 1993. [25] Madala 1995, 3 [26] Constitution of Zimbabwe, Chapter III: The
Declaration of Rights. [27] Constitutional Amendment No 16 [28] Ranger 1999, 4 [29] These phases of environmental policy are based
on Murphree 1998 [30] Chiefs moved from being governors of their
societies to being little more than functionaries of the colonial state. [31] Mohamed-Katerere 1996 [32] That is the received law and acts of parliament [33] For a full discussion see Bentzon, et al. 1998,
32-39 [34] Chanock 1985; Cheater 1989 [35] It is not, as so often assumed, a stagnant
anarchical system. Bentzon, et al. 1998; Dengu-Zvogbo, et al. 1994;
Mohamed-Katerere, 1996; Zero, et al. 1996 [36] Ojwang 1996 [37] Mohamed-Katerere 1996 [38] At this stage no comprehensive international
legal definition exists although some of its constituent parts may be
identified. [39] Principle 10 of the Rio Declaration [40] CBD; Principle 20 of the Rio Declaration; [41] Article 8 of the CBD creates an obligation,
subject to national legislation, to respect, preserve and maintain
knowledge of indigenous and local communities embodying traditional
lifestyles relevant for the conservation and sustainable use of biological
diversity. See also Chapter 26, Agenda 21 [42] The CBD for example recognizes that effective
participation may require special capacity building initiatives, support,
training or education. [43] Cernea 1985 [44] Hadenius 1995 [45] IUCN 1997 [46] Article 10c of the CBD provides that the parties
shall in so far as appropriate and possible, Protect and encourage
customary use of biological resources in accordance with traditional
cultural practices that are compatible with conservation or sustainable
use requirements. [47] IUCN 1997, 90 [48] Mamdani 1996 [49] Customary Law and Local Courts Act defines
customary law as the law of the people of Zimbabwe or of any section
or community of such people, before the 10 June 1891, as modified or
developed since that date. [50] For example the prohibition of stream bank
cultivation. See also Mohamed-Katerere 1996 [51] Chief Manwa cited in Hove and Trojanow 1996,
87 states One of our problems is the new wisdom
It does not
accommodate the old wisdom of our people. There is a conflict of wisdoms.
The new wisdom fought to gain its space. The old wisdom does not fight
for its space. It withdrew and looked forward to the day when it will
be sought once more; see also Zero, et al. 1996 [52] Dengu-Zvogbo et al., 1994; Channock 1985; Mamdani
1996; Bentzon, et al. 1998 [53] Mohamed-Katerere 1996; Bentzon et al. 1998;
Dengu-Zvogbo et al. 1994 [54] Dengu-Zvogbo et al. 1994, 65 [55] Dengu-Zvogbo et al. 1994; Zero, et al. 1996 [56] Mamdani 1996; Dengu-Zvogbo, et al. 1994; Bentzon
1998 and Channock 1985 [57] 1995 [58] Rwezura cited in Dengu-Zvogbo et al. 1994 [59] Dengu-Zvogbo, et al. [60] Ibid. [61] Mamdani 1996 [62] 1984 Prime Ministers Directive on Local
Government, Rural District Councils Act [63] Langill 1999 [64] Hajer 1995, 44 [65] These may vary from one locality to another [66] Mohamed-Katerere 1996 [67] Elders in Nkayi attributed both ecological
demise and social conflict to the settlement and agricultural production,
in contravention of custom, by younger people along Gwampa River (Field
research, 1998) [68] Field research 1998 [69] Gumbo 1993; Makuku 1993; Zero, et al. 1996;
Matwonyika 1997 [70] Mohamed-Katerere 1996 [71] Field research Nyaminyami 1998 [72] Matwonyika 1997 [73] Some resources and areas are reserved for the
use of traditional leaders, traditional healers and children. [74] Field research in Chundu and Nyaminyami 1998;
Hammar 1999 [75] Hammar 1999 and field research, Hurungwe 1998 [76] Field research Nyaminyami, 1998 [77] Hammar 1999 [78] Ibid. [79] Zero, et al. 1996; Matwonyika 1997 [80] These include getting lost for venturing into
a scared place; seeing a snake, the mere sight of which led to death;
seeing a lion below a tree if one climbed a protected tree and divorce
(Clarke, 1994) Other sanctions that have been documented include blindness
Chenje et al. 1996 [81] Zero, et al. 1996. Note for example that the
Chief was always guided in the administration of justice by his advisors
or dare and that he also consulted with his wives prior to the meeting
out of justice. [82] Chenje, et al. 1996 [83] Lue Mbizvo and Mohamed 1993 [84] Zero, et al. 1996 [85] Ibid. [86] Ibid. [87] Mamdani 1996 [88] For example the Customary Law and Primary Courts
Act, 1981 removed the jurisdictional capacity of the Chiefs. [89] Government of Zimbabwe 1984b in Thomas 1992 [90] The Traditional Leaders Act establishes village
and ward assemblies. The village assembly is composed of all villagers
over 18 years. The ward assembly includes headmen, village heads and
the councilor for the ward. Section 15 describes the function of the
village assembly. Subsection 1 paragraph c thereof provides that these
new village assemblies have the function to: consider and resolve
all issues relating to land, water and other natural resources
and to make appropriate recommendations in accordance with any approved
layout or development plan. However it is uncertain how this Act
will work in practice, as systems have not yet been established for
its implementation. [91] Ncube 1990; Cutshall 1991 [92] Mamdani 1996 [93] No attempt is made here to define what those
roles would be as this would vary from one group of people to another. [94] The Forest Act; Communal Land and Forest Act;
National Parks and Wildlife Act; and Natural Resources Act [95] Section 5(l) [96] Section 8 [97] Mohamed-Katerere and Ncube 2000 [98] Maphala in Clarke 1994 [99] A chief in Nyaminyami district told us of how
Mugabes boys, the RDC officials, had sought authority
from the traditional leadership before establishing the RDC. In recounting
the traditional ceremony that had taken place inaugurating it he mused
how can these boys now tell us what to do? Field
research, Nyaminyami, 1998 [100] Parliament of Zimbabwe 1995. [101] Ibid. [102] Personal communication Chikate, Chief Executive
Officer, Association of Rural District Councils 1996 [103] Councils have important wildlife management
functions where they are designated as the appropriate authority for
wildlife. Under the Communal Lands Forest Produce Act Councils have
the right to exploit forest produce in any natural forest on public
land, to issue licenses and to enter into agreements to non-communal
land inhabitants to utilize forest resources in communal areas. Licenses
and agreements are subject to the approval of the Forestry Commission. [104] Mamdani 1996 [105] Ibid. [106] Ribot 1999 [107] Lue Mbizvo and Mohamed 1993; Katerere and
Mohamed-Katerere, 1996 [108] Murombedzi 1990 [109] Mohamed-Katerere 1996 [110] Katerere and Mohamed-Katerere 1996 [111] Lue Mbizvo and Mohamed 1994 [112] Ribot 1999, 49 [113] Chiefs are represented in RDCs, as part of
the quota nominated by the Ministry, [114] Zero, et al. 1996l [115] Ibid. [116] These include interdicts to curtail existing
practices or prevent an imminent harm, declaratory orders to establish
the status quo, the employment of criminal law remedies and actions
for nuisance. [117] 1999 [118] Personal communication, Maveneke, Director,
CAMPFIRE Association, 1996. [119] Martin 1986 in Murphree 1990 [120] Ibid. [121] In Nyaminyami, villagers viewed CAMPFIRE
as a district council programme. Community members were involved in
so far as they were employed by the council but were not involved in
actual planning (Field Research, 1998); In Mbanje Dam residents told
us Council and NGOs come and ask us what we think and then
do something different. So it is now their project not ours. It is not
right. Field research, Mbanje Dam, Nkayi, 1998 [122] Katerere and Mohamed-Katerere 1996 [123] Field research Nyaminyami and Chundu, 1998;
Zero, et al. 1996 [124] Zero, et al. 1996 [125] Ibid.; see note 119 [126] Ibid. [127] At the Hurungwe Rural District Council, for
example, a CAMPFIRE official explained that communities were incapable
of running hunting safaris and that it was imperative to bring in a
hunter from outside. However there had been no attempt by the Council
to provide community members with the necessary training. Not surprisingly
in the villages we visited community members had no sense of ownership
of the project. Field Research 1998 [128] Ibid. [129] Ibid. [130] Field Research Chundu and Nyaminyami 1998;
Zero, et al. [131] Field research Nyaminyami and Chundu 1998
[132] Katerere and Mohamed-Katerere 1996 [133] Makanyanga & Others v Forestry Commission
(SC 1/91) [134] Katerere and Mohamed-Katerere 1996
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