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Africa's New Leaders is almost certainly the most authoritative study
yet published on this subject. It is also far more significant than
its brevity suggests. A critique of the politics of rising expectations,
régime survival, and structural change in the 1990s, its analytic
frame rests on two main pillars. One is modernization theory, at least
its still-fashionable assumptions in US policy and NGO circles regarding
the promotion of Western-style democracy in different climes. The other
concerns structural spin-offs from Cold War's end, in particular opportunities
for autonomous initiatives by new-generation state élites in Uganda,
Ethiopia, Eritrea, Rwanda, and the Democratic Republic of Congo (formerly
Zaïre). The study's focal puzzles are no less clear. How did five
of Africa's most prominent new "élites of means" seek
to reconcile their régimes' military antecedents and weak social
institutionalization with heightened expectations for government openness,
political accountability, and economic reform? Are these leaders veritable
agents of social transformation, or pragmatic tacticians seeking to
reinvent - and put their own imprints on - the respective states? How
had fundamental principles and incremental process blended under these
régimes, and how did this effect state-society relations? Ottaway's answers are expressed in original, accessible language, although
few will fail to notice pointed similarities with modernization discourse
of the 1950s and 1960s. New-generation leaders, she argues, are not
politically chaste or ideologically naïve. Rather they are well-honed
tacticians who rejected the "failed policies of their predecessors"
and are willing to challenge the global order, promote new identities
and interests, and "devise new strategies to overcome old problems"
(pp. 1, 10, 83, 106, 110, 126). No exemplars of transformation (p. 5),
all except Kabila have had the institutional landscape "unusually"
inclined in their favor (p. 14). They also symbolize some craving for
change best understood through a combination of empirical and interpretive
methods. Hence, Africa's New Leaders does straddle policy and academic
analysis. It probably will not excite readers seeking elegant engagement
with theory, detailed documentation of sources, or an index. Surely,
however, it offers down-to-earth lessons to Africa watchers - policy
experts, aid managers, democracy activists, scholars. The leaders' collective record, Ottaway concludes, has been mixed.
In real terms "new-generation" rhetoric and praxis had differed
very little from the founding fathers' (pp. 8-9). Yet the cases have
varied significantly: Uganda, Ethiopia, and Eritrea stand far above
Rwanda and the Congo in attainment. Ottaway herself doubts whether Laurent
Kabila fits in the group élan (p. 13, 92-3) as others have doubted
Ugandan President Museveni's putative grandfather status. Factors shaping
differentiation within the bloc have included the character of domestic
social forces, the leader's personal rôle and régime leverage,
and how the mix has shaped constructions of political and economic reform
on domestic and international levels. As the 1990s dawned, several African dictators saw power slip through
their fingers. With local pressure for change reaching new heights,
some of Africa's tyrants lost their once-gilded thrones. Successor régimes
in turn courted groups and élites less beholden to foreign powers
and more inclined to unorthodox methods, including force (pp. 10-2,
112, 126). Thus there was the emergence of "African solutions to
African problems," a troubleshooting quasi-strategy that has met
the leaders' propensity for forceful self-assertion without undermining
the West's interests (pp. 115-6). For example, military intervention
in the Sudan and in Zaïre not only showed how resolute the new
régimes could be, but both adventures also hinted at some pro qui
pro with US interests in the region and an all-too-easy blurring of
principle and exigency in their policy processes (pp. 108-13). The domestic arenas have been more convoluted still. All five societies
were in some "protracted turmoil" (p. 10) through the 1980s.
The leaders' bequests were institutionally bankrupt estates with high
ratios of liabilities to assets. Little surprise then that the first
overriding public priority was to restore or establish minimum conditions
of collective existence - productive infrastructure, traditions of civil
life, effective authority structures, and mechanisms for conciliation
and participation. All this Ottaway calls "democratic capital,"
incorporating Putman's social capital (p. 13). Without plentiful supplies
of it, she argues, periodic elections, competing political parties,
independent media, free market economy, the attributes of democracy
beloved of US policy and Western NGOs, are likely to accentuate pre-existing
ethnic, religious, and social divisions in society, at least in the
short term (p. 124). Better an unfashionable transition agenda then
perdition by indiscretion! Here lies the case for "sequencing of reforms" (p. 133),
a re-affirmation of conventional wisdom on the "crisis of adaptation"
in Africa. Such discourse had peaked coincidentally with "political
order" in the 1970s, prompting the debate as to whether economic
development and political liberalization should be pursued (and achieved?)
one at a time before or after each other, hardly in tandem. In theory,
a phased transition does offer a promising, "steady as she goes"
process. In the hands of politically insecure state élites, however,
it has long helped to reinforce self-serving experiments from colonial
indirect rule to Uhuru and Ujamaa. Such paradigms proliferated in Africa
through the 1970s, occasioning neither political liberalization nor
economic development but near-total collapse that necessitated the structural
adjustment programs during the 1980s. In this circumstance, the either-or
format of the study's sub-themes, Democracy or State Reconstruction,
may have, in effect, lent scholarly credence to the leaders' self-legitimizing
platforms. At this stage some might ask what is new about the new leaders
- apart from the delusions of élite cycles and vitriolic criticism
of international actors. Others simply will murmur déjà vu
in cynical resignation! Ottaway's goal, it seems, is not so much to advance the leaders' claims.
It is rather to show how unrealistic and insensitive to sub-optimal
African conditions US policymakers and NGOs have been in pushing democratic
reforms (p. 105). The "development first, democracy later"
strategy is fraught with risks; Uganda, Ethiopia, and Eritrea's leaders,
Ottaway asserts, admitted that, "if their present policies are
successful, they will have to be modified radically in the future"
(p. 9). This need not make them closet despots in the eyes of donors
and opposition figures. But progress on the transient frame is not democracy
either, only further confirmation that the transition to democracy cannot
begin in these societies until after "basic problems
are
resolved to some degree" (pp. 12, 130). What constitutes "some
degree" is open to interpretation. It is also open to abuse by
wily rulers; but so too is precipitate unleashing of competitive elections
and market forces on societies just emerging from long-running conflict.
In this frame, Ottaway's innocuous realpolitik meets scholarly endeavor.
Western donors and activists need to rethink their paradigms lest they
become irrelevant (p. 5); leaders who had shown "much less concern
for the final outcome" of their policies (p. 9) deserve the benefit
of the doubt nonetheless (p. 9). Yet, because arbitrary reversals and
even re-traditionalization are real possibilities, today's incremental
choices might well be building blocks for tomorrow's personal or small-group
empires (p. 130). So where are the new-generation régimes headed?
There are no definitive answers, only pointers. Economic restructuring
was high on the agenda; production had improved dramatically in all
cases except the Congo. Policy reform, including deregulation, decentralization,
and privatization had proceeded apace, more intensely in Uganda and
Ethiopia than in Rwanda and Eritrea. Some pluralism has emerged in Uganda
and Ethiopia (pp. 120-1); moreover, Ugandan NGOs have been more receptive
to incremental change than opposition parties (pp. 40, 44). Étatism
has remained Eritrea's favored strategy (pp. 57-8), while Rwanda has
prevaricated, and Kabila's Congo has slipped into virtual paralysis.
In all cases, a ghoulish fear of the recent past has dominated popular
imaginations nonetheless, fueled in part by official discourse (pp.
89, 128-9). As a result, domestic opposition has been ineffectual, or
driven to embrace self-defeating measures, from obdurate insistence
on principles through election boycotts to armed attacks on régime
symbols (p. 120). The populace also seemed quiescent, keeping (or kept)
well away from matters substantive as state-led mobilization subsumed
popular participation (pp. 26, 43-5, 53, 79, 88) and rulers tried out
new and not-so-new mechanisms constructed in their personal or small-group
images (pp. 27, 118, 126). Africa's New Leaders is strongly recommended, as much for its authoritative
analysis as for its wider import. The study bears out several general
lessons. First, to the extent that gaps between expectations and social
reality are proverbial in institution-building the world over, the euphoria
of the 1990s most certainly reflected dissatisfaction with ousted régimes
rather than with the potential of the new. Second, new leaders' seeming
rejection of institutional perspectives in favor of "everyday approaches"
is far from realistic. While institutions themselves do not make social
change any more feasible, change is not sustainable at all without institutions.
Progress has been slow in these cases partly because of the leaders'
high personal stakes in possible outcomes. If developmental states are
almost always ruler-friendly, then opportunities to construct new mechanisms
in situations of near-zero institutionalization must promise abundant
payoffs, including variants of gerrymandering. Africa's new state élites
have yet to face the challenge of creating an environment that includes
all publics and encourages the growth of productive debate and countervailing
viewpoints. The well-worn game of doing one thing at a time, although
convenient, has merely postponed doomsday time and again, providing
justification for sit-tight leaders of all hues. It is far too costly
in the long term. Olufemi A. Akinola |